Showing posts with label facilitation. Show all posts
Showing posts with label facilitation. Show all posts

Friday, 10 February 2017

Anonymity vs. Attribution


In an earlier post, we looked at the importance of accountability to good knowledge management (KM).  Accountability underpins the effective management of anything at all – money, people, safety and definitely knowledge.
I’m now going to examine two related opposing concepts and how they can affect KM – namely, anonymity and attribution.

I’ll first look at each concept in turn, pointing out its effects and how those can be both positive or negative, depending on the context.
Then, I’ll look at how good KM is helped or hindered by them, with some suggestions on when one should be preferred over the other.

Anonymity

A piece of work is anonymous when its author’s identity remains unknown to us, the readers.  This has two important effects:

1.       The author can write whatever they like, released from the consequences that might otherwise result from that such freedom might have if we knew their identify;

2.       We, the readers, are forced to judge the piece of work based on its content alone, and not the identity or background of its author.

We can consider either of these effects positively or negatively, depending on the situation:

1.       Consequences

a.       Positive – a ‘whistle-blower’ is able to raise concerns about wrongdoing or crimes, protected from possible coercion from those involved;

b.       Negative – social media ‘trolls’ can abuse or threaten people online, or can spread lies or other misinformation, without consequences;

2.       Content alone; no context

a.       Positive – biases, prejudices or other ‘mental models’ cannot act as filters, which open us up to reading content we might otherwise miss;

b.       Negative – we have no way of knowing whether the writer is experienced or qualified, let alone credible and may simply be wasting our time.

Attribution

A piece of work is attributed when its author’s identity is known to us, the readers.  This also has two important effects which are of course the ‘flip side’ of those relating to anonymity, above:

1.       The author is no longer free to write whatever they like, for they remain tied to the consequences that might flow from our knowing their identify;

2.       We, the readers, can now judge the piece of work in context, not solely on its content but also by taking into account the identity or background of its author.

Again, these effects can be positive or negative, depending on the situation:

1.       Consequences

a.       Positive – attributed works are generally more likely to be considered, responsible and thoughtful, since favourable reception enhances the author’s reputation;

b.       Negative – there is a risk of euphemism, obfuscation or even dishonesty, as people seek to protect themselves from negative reactions were ‘the truth’ to come out;

2.       Context applied

a.       Positive – contextual consideration helps us to understand and judge a work; focusing on those from people with credibility and expertise; as well as enabling us to follow up with the author, asking questions or offering further insight;

b.       Negative – ‘group-think’ may occur, as fewer sources are considered, thereby increasing the risk of missing a perspective that might be valid but never gets heard.

How do these affect KM?

I’ll now run through a list of KM interventions or tools, highlighting the use they make of anonymity or attribution:

·        KM Assessments – at Knoco, our assessment and benchmarking service involves interviewing people drawn from across the client organisation, to understand how they work with knowledge and identify areas for improvement.  The output, either a written report or slides, or both, contains anonymised quotes from these interviews help to bring the report to life and show what things are really like.  For example, whilst the report might state refer to ‘silos’ and ‘inter-departmental relationships’, a killer quote really makes the point far more vividly, thus: “Tribalism is a problem here still; everyone knows this but it's not acceptable to say so publically; it's an undiscussable. It persists because top management do nothing to address it.”  Here, anonymity gives senior management an insight that normal, open reporting channels would not permit.

·        Knowledge-harvesting Interviews – these are a very effective way of getting knowledge out of people’s heads and into a form that can reach far more of their colleagues than would be possible face-to-face.  We would almost always recommend that the output be attributable, so that readers can follow up with the interviewee if they have questions or comments.  Also, it means that the output is more credible because the readers know who it came from – usually an acknowledged expert in a particular field, hence the interview.  When attributed interview transcripts are typed up and distributed or posted online, the interviewee should always have the right to review and edit the output for the simple reason that others will not engage if they hear that they might be misquoted or have their words used against them in some way.

·        Knowledge Assets – these are often created with reference to many different interviews and other KM capture activities and, as with interview transcripts, should generally be attributed, for the same reasons.  Providing the contributors’ name and contact details enables users to get in touch and offer further insights or feedback – something that is not possible if the content is all anonymous.  Also, anonymous content, unless it has gone through an established and credible validation process, will always lack the credibility of its attributed counterpart.  People need to know where the guidance and advice is coming from, otherwise they will be reluctant to use it.

o   Case-study – Some years ago, working as an analyst for the British Army’s newly-formed Lessons Exploitation Centre, I helped to produce a series of ‘Good Practice Guides’, full of anonymous insights and advice gleaned from Post-Operational Reports and Interviews.  It took time for us to earn a reputation as a credible source of knowledge and, with hindsight, I think we should have retained the source and author of each ‘nugget’, in order to show its provenance and enabled readers to follow up.

o   By contrast, a Battlegroup from my Regiment (The Rifles) produced a very helpful and credible post-tour handbook, full of insights, advice, tactics and case-studies – each of which was fully-sourced and attributed, enabling readers to judge the validity for themselves.

·        Lessons – At Knoco we help organisations capture lessons at the end of projects through the Retrospect process – a facilitated discussion between project team members, to identify learning points and make recommendations for the future.  Facilitation is needed to help participants examine events in a structured way, and this outsider, with no direct knowledge of the project, can ensure that lessons are written for the benefit of future users as opposed to recording events merely for posterity.  Lessons will be written up so as to balance the candour needed for effective reflection whilst protecting participants from direct quotation.  Like with interviews, draft lessons are returned to a project team member for review and editing, to ensure accuracy whilst reassuring future participants.

·        Knowledge Exchanges – these events bring people together to focus upon and discuss one particular topic, to facilitate the creation or update of a Knowledge Asset (see above), or to enable direct transfer between those with knowledge to those in need of it.  As with any KM activity, Terms of Reference help to ensure that all participants understand the event’s purpose and approach.  Notably, some events may use what are termed here in the UK as ‘Chatham House rules’, which means that formal capture and publication of any content may be allowed, but only without attribution.  The aim of such an approach is to enable speakers to do so more freely than they otherwise might, if they thought their every word would appear in print in due course.

·        Discussion forums – available across the internet as well as within medium or large organisations, these enable users to raise questions or start a discussion on a particular topic.  Most internet forums enable users to use an anonymous ‘handle’, thereby leading to honesty that may be painful, the ‘trolling abuse’ mentioned above, as well as running the risk that contributions are either unhelpful or even mendacious.  Some forums nowadays enable users to score both individual users and their contributions based on how ‘useful’ they have been.  Over time, this enables users to acquire ‘credibility’, thereby addressing, albeit partially, the issue of whether users should trust advice from an anonymous source.  Internal forums usually retain users’ identity, to enable subsequent follow-up and offline discussion, as well as ensuring that debate remains, for the whole part, civilised.

o   Case-study – Mumsnet is a well-known parenting forum where users can seek help or ask for insights on virtually any topic, albeit with a domestic bias.  99.9% of users have anonymous handles and debate is forthright.  Interestingly, users can and do change their name at any point and many do so, temporarily, in order to offer contributions that they feel unable to make from behind their (still anonymous) online persona.  Proof perhaps that sometimes we don’t like having to remain accountable for things we say, even amongst people whom we have never met.

A final observation – I used to work as a trained Samaritans volunteer, something I’ve mentioned before with relation to KM, here.
There are a number of factors that combine to enable Samaritans to do their job, which is to provide emotional support to people in crisis, including those that may be feeling suicidal.  However, the most important one, in my view, is the fact that callers and visitors to Samaritans centres can be 100% anonymous if they wish, and can share as much or as little about their lives as they wish.

This freedom means there is no comeback.  Which means they can be 100% honest – something they can’t be with their husbands, wives, partners, friends or colleagues.  It’s very hard to let those to whom we are closest see us at our most vulnerable but, somewhat paradoxically, it’s far easier to do so with complete strangers, to whom we shall probably never speak again.

I hope I have shown that neither anonymity nor attribution are always appropriate.  What matters is the outcome that we as KMers are trying to achieve – if we need warts and all honesty to understand truly what happened, then anonymity will help but we run the risk the output may not be wholly credible. 

Conversely, if we want to enable feedback and continued engagement with credible sources, attribution will be needed, with the understanding that there may not be full transparency, at least not until trust has been established.

For a conversation about anonymity and attribution and how they affect KM, please contact me direct or via the Knoco website.

Monday, 21 November 2016

Do you want to learn for the future? Or blame someone? You can't do both

This article, published yesterday on the Guardian website, argues that the Chilcot Inquiry (i.e. examining UK involvement in the run-up to the 2003 Gulf War and blogged about by me on its day of publication here) was set up to 'focus on lessons and avoid blame'.
It goes further, reporting that this was all about 'not holding people accountable'.

So far, so very typical of the media.

To report in this way is to make a category error because you can either investigate in order to hold people accountable and find out who is to blame, or you can seek to identify lessons for the future.  You can't do both - at least, not as part of the same process you can't.

In his excellent book, 'Black Box Thinking', which I reviewed here, Matthew Syed writes about the 'blame game' and the way it prevents people, teams and organisations from learning about past performance, thereby depriving them of valuable learning opportunities for the future.

He writes,
"...if professionals think they are going to be blamed for honest mistakes, why would they be open about them?  If they do not trust their managers to take the trouble to see what really happened, why would they report what is going wrong, and how can the system adapt?" (p. 240, Black Box Thinking)
Readers may recall my review of the great Sidney Dekker's book, 'Just Culture', in which he examines the dilemma of balancing openness (and learning) with accountability (and blame).
Dekker relates a powerful story of a nurse who volunteers the information that she made a mistake which contributed towards the death of child, with the result that she loses her job and is prevented from nursing again. 

In such an environment, and with such consequences, how likely is it that other healthcare professionals will volunteer insight into their own mistakes?  Or is it more likely that they will seek to cover them up?

Back to the media, and the campaign groups, and the families of the deceased - such people need to ask themselves, what outcomes do they seek?  Do they want to learn what happened and reduce the likelihood of recurrence?  OR, do they want to hold people to account and blame them for their decisions and actions? 

They can't have both - not from the same process, at any rate.

If you run lessons capture meetings, use a structured process to examine past events and identify lessons for the future, including actions that, if implemented, will help to improve performance.

You need to ask:
  • What did we expect to happen?
  • What actually happened?
  • Is there a difference between these and if so, why?
  • What have we learned?
  • What will do differently next time?
  • What actions do we need to take to embed this learning?
  • What was the impact of this issue?
Please don't ask 'Who?'  Even when examining 'what happened' and 'why', I am always very careful to ensure that no-one uses words like 'fault' or 'blame', and that we talk about 'actions taken' rather than 'he or she doing this or that'.

It may sound as though we're avoiding the hard questions and seeking an easy life, and it is certainly the case that organisations that have such processes hardwired into their projects and programmes are more comfortable with providing answers to questions that might be uncomfortable for others that are less familiar with this approach. 

However, the aim of such meetings in particular, and of knowledge management (KM) in general, must be to improve performance through the sharing and re-use of knowledge.  Other processes exist to 'hold people to account' and they must be kept separate from KM in order to encourage people to talk freely, without fear of consequences.

Can and should politicians and civil servants and generals be 'held to account' and 'blamed' for their decisions?  Where appropriate, absolutely. 

But an inquiry set up to identify lessons for the future is not the place for such motives and it is wilfully naïve of the media to expect both aims to be achieved through the same process.

Friday, 4 November 2016

How to plan a lessons learned meeting

Earlier this week, I discussed with a client how we can introduce Retrospects or lessons capture meetings to their organisation, as part of the wider implementation of a Knowledge Management (KM) framework.

If we go ahead, I'll be coaching him on the planning, facilitation and write-up of such events and will be using some slides I prepared some time ago.

You can view and download them from Slideshare, using this link here.

Let me know if you'd like to hear more, or have any questions about the material, either direct or via the Knoco website.